COVID-19 Illness and Vaccination Experiences in Social Circles Affect COVID-19 Vaccination Decisions*

Mark Skidmore *
Mark Skidmore
Corresponding Author

Affiliation: Michigan State University, Agricultural, Food and Resource Economics, East Lansing, MI, USA

Email: mskidmor@msu.edu

Abstract


Policymakers have communicated that COVID-19 vaccination programs need to be accepted by a large proportion of the population to allow life to return to normal. However, according to the Center for Disease Control and Prevention, about 31% of the United States population had not completed the primary vaccination series as of November 2022 and since that time booster uptake has declined. The primary aim of this work is to identify factors associated by American citizens with the decision to be vaccinated against COVID-19. The proportion of fatal events from COVID-19 vaccinations was also estimated and compared with potential fatalities reported in the Vaccine Adverse Events Reporting System. An online survey of COVID-19 health experiences was conducted to collect information regarding reasons for and against COVID-19 inoculations, including experiences with COVID-19 illness and COVID-19 inoculations by survey respondents and their social circles. The survey was completed by 2,840 participants between December 18 and 23, 2021. Logit regression analyses were carried out to identify factors influencing the likelihood of being vaccinated. Those who knew someone who experienced a health problem from COVID-19 were more likely to be vaccinated (OR: 1.309, 95% CI: 1.094-1.566), while those who knew someone who experienced a health problem following vaccination were less likely to be vaccinated (OR: 0.567, 95% CI: 0.461-0.698). Thirty-four percent (959 of 2,840) reported that they knew at least one person who experienced a significant health problem due to the COVID-19 illness. Similarly, 22% (612 of 2,840) indicated that they knew at least one person who experienced a health problem following COVID-19 vaccination. With these survey data, the total number of fatalities due to COVID-19 injection may be as high as 289,789 (95% CI: 229,319 – 344,319). The large difference in the possible number of fatalities due to COVID-19 vaccination that emerges from this survey and the available governmental data should be further investigated. 1

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*A version of this article was originally published in BMC Infectious Diseases [1], which was subsequently retracted; the author disagreed with the retraction decision. This article is a revised version the original article published after independent peer review.

1. Introduction


Around the world, policymakers have made clear to their fellow citizens that the SARS-CoV-2: Severe acute respiratory syndrome coronavirus (COVID-19) vaccination programs need to be accepted by a large proportion of the population to allow life return to normal. However, according to the Center for Disease Control and Prevention (CDC) as of November 2022 about 31% of the United States (US) population had not completed the primary vaccination series, and a portion of the US population is resistant to being vaccinated. Recent studies that have examined the issue of vaccine hesitancy in the context of COVID-19, have highlighted concerns about vaccine safety as the main contributor to vaccine hesitancy [2, 3, 4, 5]. A variety of factors such as age, education, political leaning, and misinformation have also been examined. Older people are at greater risk of severe disease and death from COVID-19 and thus may be more inclined to accept treatments such as the COVID-19 inoculation. Given the history of medical experimentation on African American populations [6], African American respondents may be less likely to be vaccinated. Information sources about COVID-19 may also influence the decision to be vaccinated.

A largely unexplored factor is the degree to which serious health problems arising from the COVID-19 illness or the COVID-19 vaccines among family and friends influences the decision to be vaccinated. Serious illness due to COVID-19 would make vaccination more likely; the perceived benefits of avoiding COVID-19 through inoculation would be higher. On the other hand, observing major health issues following COVID-19 inoculation within one’s social network would heighten the perceived risks of vaccination. Previous studies have not evaluated the degree to which experiences with the disease and vaccine injury influence vaccine status. The main aim of this online survey of COVID-19 health experiences is to investigate the degree to which the COVID-19 disease and COVID-19 vaccine adverse events among friends and family, whether perceived or real, influenced inoculation decisions. The second aim of this work is to estimate the total number of COVID-19 vaccine induced fatalities nationwide from the survey.

2. Methods


2.1 Design of the National Survey of COVID-19 Health Experiences

The survey instrument and recruitment protocol of the National Survey of COVID-19 Health Experiences was approved via exemption determination by the Institutional Review Board (IRB) of the Michigan State University Human Research Protection Program (file number: STUDY00006960, date of exemption determination: November 17, 2021). All methods were carried out in accordance with relevant guidelines and regulations. The sample was obtained by Dynata, the world’s largest first-party data platform, and is representative for the US American population [7]. The sampling using Dynata is based on opt-in sampling, respondents deliver high quality data, they are diverse and have community norms of honesty and accuracy [8]. The survey was opened to the Dynata panel until the required number of responses was obtained from each category of the stratification variables age, sex, and income, as required for a balanced response set. With opt-in sampling there is no response rate as classically defined in survey research.

2.2. Development of questionnaire and pre-test

The questionnaire was developed in November 2021. A team that included a medical doctor and survey research specialist helped to validate the survey. The survey design was based on Shupp et al. [7]. Of relevance are questions that ask respondents about the health status of people in their social circles. Shupp et al. [7] included a similar question in their survey but in the context of prescription drug abuse. A pre-test was conducted with 1,110 respondents December 6-9, 2021. The questionnaire was finalized using the responses from the pre-test.

The questionnaire is composed of five sets of questions: 1) questions about respondents’ experiences with COVID-19 illness, 2) questions about respondents’ experiences with COVID-19 inoculation, 3) questions about experiences with COVID-19 illness in respondents’ social circles, 4) questions about experiences with COVID-19 vaccination in respondents’ social circles, and 5) questions to obtain standard socioeconomic information, political affiliation, approximate size of social network, and views on COVID-19 policies, such as lockdowns and vaccine mandates. The questionnaire is provided in Supplementary Material 1.

2.3. Statistical analysis of the survey data

Means and standard deviations are provided for continuous variables, and absolute numbers (percentages in parenthesis) for categorical variables. Socioeconomic characteristics of survey participants were compared with those from the United States (US) Census and the US American Housing Survey [9, 10, 11] after adjustment for age and sex.

Logistic regression was used to identify factors associated with the chance of being vaccinated with at least one shot. The two primary independent variables of interest were: 1) knowing someone who suffered from the COVID-19 disease; and 2) knowing someone who has been injured by the COVID-19 vaccine. Adjustments were made for the following confounders: age, sex, political affiliation (Democrat, Republican, Independent), degree of urbanization using respondents’ self-assessment of whether they live in urban, suburban or rural areas, race (Caucasian, African American, Hispanic, Asian, Native American/Pacific Islander, Other), educational attainment as defined by the US Census [12], sources of information about COVID-19 (mainstream news, alternative news/other, peer-reviewed scientific literature, official government sources), COVID-19 illness problems in social circles, and COVID-19 inoculation problems in social circles. Social circles, as defined in the survey, include “family, friends, church, work colleagues, and social networks”. Among those in social circles who experienced health problems, respondents were asked to provide a description of the person they know best.

2.4. Comparing serious adverse events between publicly available data and the survey

Several steps are required to compare data on COVID-19 vaccine adverse events from the survey with publicly available government data. In the first step, public data on COVID-19 fatalities from the CDC [13] is combined with COVID-19 vaccine-related adverse events from VAERS [14] to create the ratio of COVID-19 vaccine-related fatalities to fatalities from the COVID-19 illness. An important limitation of VAERS is that reports often lack details and may contain errors. Further, reporting of vaccine adverse events does not prove the vaccine caused the health problem described. At present, the government reports that there are nine verified fatalities from the COVID-19 vaccines. The same ratio from the survey data is calculated so that a comparison can be made. To examine differences, the null hypothesis (H0) is defined such that the True Ratio, X, is equal to the CDC ratio which is in turn equal to the survey ratio:

X = CDC Ratio = Survey Ratio.

The alternative hypothesis, Ha, is:
X = CDC Ratio < Survey Ratio.

This hypothesis is tested using state-by-state VAERS data on reported COVID-19 vaccine fatalities and CDC data on COVID-19 illness fatalities. If there is a statistically significant difference, the two ratios can be used to estimate nationwide COVID-19 vaccine fatalities under the assumption that the survey is accurate.

Solving for y generates the estimated number of nationwide vaccine fatalities. Through the end of 2021, reported COVID-19 vaccine fatalities from VAERS [14] for the US states and the District of Columbia was 8,023, and the CDC [13] reported 839,993 fatalities attributed to COVID-19. These data were downloaded on January 16, 2022. The ratio of vaccine-associated fatalities to COVID-19 fatalities is 8,023 / 839,993 = 0.0096, or about 1%. A bootstrap method is used to obtain the 95% confidence interval, which is a non-parametric approach that does not assume an underlying distribution of the data. The procedure is as follows. First, resample the original dataset with replacement to obtain the same number of “pseudo-observations” where some of the original observations are counted multiple times. The new dataset serves as a pseudo-survey sample, which is used to recalculate the point estimate. This process is repeated 1,000 times to compute the 95% confidence interval.

In the second step, the fatality calculation from above is used to estimate the number of non-fatal adverse events. The ratio of estimated population-wide fatalities to reported fatalities in the survey is used to calculate nationwide adverse events, a, as per the two equations above. “Severe” and “less severe” adverse events are calculated separately, where “severe” is determined by the author as potentially life threatening or life shortening (cardiac, pulmonary, neurological, thrombosis). A full list of adverse events that were categorized as severe is available upon request.

Additional analysis is conducted wherein CDC data on deaths per 100,000 people for pre-pandemic 2019 are used to calculate the expected number of fatalities by age group, which is subtracted from reported COVID-19 vaccine fatalities in the survey to obtain COVID-19 vaccine-related fatalities net of deaths that might have occurred regardless of vaccination status.

One important issue regarding the CDC estimates of COVID-19 fatalities requires discussion. Ealy et al. [15] documents how CDC changed the COVID-19 death reporting requirement and offer evidence that CDC data on COVID-19 fatalities are overcounted. According to Ealy, et al. [15], in just 6% of recorded deaths was COVID-19 the only cause mentioned, and there was an average of 2.6 additional health conditions connected with COVID-19 fatalities. However, the CDC overcount should not affect the results of this examination because medical authorities are charged with reporting cause of death based on CDC requirements. Further, medical personnel will also likely tell loved ones that COVID-19 was the cause of death, even though the cause of death may have been associated with other underlying health conditions. Some of the respondent comments reveal complicating conditions. For example, some respondents reported that a person they know died from COVID-19, but they also noted that the person had cancer, had a heart condition, etc. In summary, medical personnel have the charge of reporting COVID-19 fatalities as per CDC requirements as well as tell loved ones that COVID-19 was cause of death. In turn, survey respondents who report knowing someone who died from COVID-19 are likely repeating explanations on cause of death from medical personnel.

The survey dataset and corresponding Stata code are available from the author upon request.

3. Results


3.1. Characteristics of survey participants representativeness of the survey

The National Survey of COVID-19 Health Experiences was administered online between December 18 and 23, 2021. A total of 2,840 participants completed the survey after removing the 216 respondents (6.5%) who opted out of the survey by not consenting to participate, 60 missing responses on age which is used to weight the data (1.9%), and 105 incomplete surveys (3.2%). Twenty-seven additional respondents did not answer the question about race; in portions of the evaluation where race is considered, there are 2,813 observations. Item non-response for the following variables is considered negligible: age 1.9% (age), 0.9% (race), and 0.28% (number of people in social circles). The other questions used in this evaluation did not have a single missing item.

The survey instrument is available in Supplementary Material 1. Table 1 provides descriptive statistics for the survey sample with comparison to data from the US Census [11, 14] and the American Housing Survey [17]. Forty-nine percent of both the survey participants and the US population were male. Age of participants 46.9 (CI 95% ± 0.640) years. There were also some minor differences in political affiliation, race, degree of urbanization and education. The data on urbanicity are comparable to data from the American Housing Survey [17] with small differences in percent urban (30.8% vs. 27%), percent suburban (46.7% vs. 52%), and percent rural (22.5% vs. 21%). For educational attainment, the survey had a higher percentage with “some college” (35.4% vs. 27.6%) but a lower percentage of “college graduates” (18.9% vs. 22.1%), and a higher percentage with “more than a college degree” (14.2 vs. 12.7).

Table 1: Demographic characteristics of survey participants compared to the US Census and the American Housing Survey 2020

Though a person may report that someone they know experienced a COVID-19 vaccine adverse event, it does not mean that vaccination was the cause of injury. As shown in the Table 4 and Supplementary Material 3, some respondents indicated that a person they know had a heart attack after being vaccinated, though the heart attack could have been unrelated to the inoculation. To address this issue, an estimate of the number of people within respondent social groups who are expected to die regardless of inoculation is calculated and subtracted from reported COVID-19 vaccine fatalities. The phrasing of the survey question with respect to potential vaccine-related health problems made it clear to respondents that unexpected health events that occurred following vaccination should be reported. This suggests that it may be most appropriate to subtract fatalities that occur relatively quickly and not fatalities resulting from ongoing chronic conditions or other ongoing illnesses that would likely be known by survey respondents. Supplementary Material 4 presents a detailed explanation of the calculation of expected fatalities using CDC data for pre-pandemic 2019 [18] deaths per 100,000 that are the result of 1) relatively quick onset conditions (diseases of the heart and cerebrovascular diseases), and 2) all deaths except those from external causes (self-harm, assault, accidents). These calculations are examined by age group to account for differences in rates of death by cause across the age distribution. Figure 1 presents a comparison of reported COVID-19 illness fatalities and COVID-19 vaccine fatalities from the survey with expected “quick onset” fatalities and total fatalities except those from external causes.

Figure 1 shows that the pattern of COVID-19 vaccine fatalities in the survey is very different than would be expected from “quick onset” and expected all cause deaths (except external causes). Reported COVID-19 vaccine fatalities from the survey occur more often in the younger age groups whereas expected fatalities are much higher in the older age categories. In contrast, reported COVID-19 illness deaths occur more often in the older age categories, as expected.

Figure 1: Survey COVID-19 Illness Fatalities, COVID-19 Vaccine Fatalities and Expected Fatalities

Also, from the survey about 51% of respondents reported being vaccinated. It is assumed that same proportion applies to those in respondents’ social circles. Finally, the survey included a question about the size of respondent social circles:

Q32 Think about your social circles (family, friends, church, work colleagues, social networks, etc.). About how many people in your circles do you know well enough that you would typically learn about a significant emerging health condition? (numerical answer only please)

On average, respondents indicated that they know about 10 people well enough to learn about a significant emerging health condition. The estimated total number of people in respondents’ social circles is therefore about 28,400. However, the sensitivity analysis includes calculations and discussion using larger social circle sizes of 15 and 23.

To calculate an estimated number of fatalities that might have occurred regardless of inoculation status, the expected number of fatalities for 1) sudden onset deaths, and 2) all deaths except those from external causes all are multiplied by the proportion of people who are vaccinated (0.51) and the proportion of people in social circles out of 100,000 (0.284).

Direct respondent experiences regarding the COVID-19 illness or the COVID-19 vaccine are informative but incomplete because potential respondents who are very ill or died due to COVID-19 illness or the COVID-19 vaccine could not participate in the survey. For this study, the most important information comes from the questions about the experiences of those within respondents’ social circles because these health experiences can be reported by survey respondents.

3.2. Descriptive statistics for primary endpoints

Table 2 presents summary statistics for the relevant questions answered by respondents with differences and p-values between those who had the COVID-19 illness and not, and those who were vaccinated and not. The survey questionnaire is provided in Supplementary Material 1. Twenty-three percent of respondents report that they have had the COVID-19 illness, of which 28% experienced lingering health issues; most indicated they had ongoing respiratory/ breathing or taste/smell issues. About 8.6% of those who had health problems experienced more severe health problems resulting from COVID-19. Fifty-one percent of respondents indicated that they had been vaccinated of which 15% indicated that they experienced a health issue after vaccination, and 13% of those indicated that a severe adverse event had occurred. The respondents’ comments describing the nature of health issues from the COVID-19 illness and COVID-19 vaccine adverse events are available from the author upon request. There are statistically significant differences across groups, with notable differences across the vaccinated/unvaccinated groups in income ($70,919 vs. $48,903), knowing someone who experienced a vaccine adverse event (0.157 vs 0.277), as well as with the education, race, information sources, and political affiliation categorical variables.

Table 2: Key Summary Statistics for COVID-19 Health Survey

Notes:
* Variable is (yes=1, no=0) unless otherwise noted.
Table 2 continues overleaf.

Table 2 Continued: Key Summary Statistics for COVID-19 Health Survey

* Variable is (yes=1, no=0) unless otherwise noted.

4. Discussion


The primary contribution of this study is to examine the role that observed health experiences within social circles play in COVID-19 vaccination decisions. Findings indicate that knowing someone who experienced a major health problem from the COVID-19 illness as well as knowing someone who experienced an COVID-19 vaccine adverse event are important factors. The large number of respondents who reported that they knew someone who had experienced a vaccine adverse event motivated further examination of how many people nationwide may have experienced an adverse event from the COVID-19 vaccine. Estimates from the survey indicate that through the first year of the COVID-19 vaccination program vaccine induced fatalities are between 126,407 and 289,789 in the baseline calculations, depending on assumptions about how many people may have died regardless of vaccination status. The analyses offer new evidence that the health experiences with the COVID-19 illness and vaccination within social circles play an important role in the decision to be vaccinated. Further, the reported COVID-19 vaccine adverse events within respondent social circles in the survey are substantial, suggesting that this effect is an important factor in vaccine hesitancy, whether perceived or real. Consistent with previous research, findings show that personal characteristics are also associated with vaccination status. As summarized in Nguyen et al. [22] and Prematunge et al. [23], a number of studies have examined vaccine hesitancy in the context of influenza outbreaks. Among the factors that influence vaccination status are perceptions of vaccine safety, effectiveness in the prevention of infection to self and others, and the seriousness of the illness.

The research on COVID-19 vaccine hesitancy also shows the importance of perceptions and beliefs regarding the safety and effectiveness of the vaccines as well as concerns about the severity of the COVID-19 illness [9, 21, 22, 23] in vaccination decisions. Important factors also include vaccine-specific concerns , the need for more information, antivaccine beliefs/attitudes, and lack of trust, which are also correlated with lower educational attainment [24, 25]. In addition, there is a positive correlation between general trust in science and COVID-19 vaccination intentions [29]. As highlighted earlier, socioeconomic characteristics are also associated with vaccination status [1, 2, 3, 4].

The findings confirm other research on vaccine hesitancy that show the importance of various personal characteristics [1, 2, 3, 4] and builds on this earlier work by demonstrating that experiences with health problems from the COVID-19 illness and the COVID-19 vaccine in respondent social circles are also important factors. Knowing someone who had health issues with the COVID-19 illness increases the odds of vaccination, whereas knowing someone who experienced a vaccine injury reduces the odds of vaccination. This research suggests that those who know someone who is COVID-19 vaccine injured will be resistant to vaccination. Future research with a larger sample validated in a clinical setting is needed.

The strengths of this research are that it is based on a sample that closely matches the US population and that it provides new information regarding how experiences with the COVID-19 illness and COVID-19 vaccine adverse events, real or perceived, influence COVID-19 vaccination decisions. These findings increase our understanding of vaccine hesitancy.

The limitations of the study are fourfold: 1) The sample of 2,840 respondents is small; 2) reported COVID-19 illnesses and COVID-19 vaccine adverse events are not diagnosed in a clinical setting; and 3) health survey responses are biased. For example, there are limitations with using a survey to collect COVID-19 health information, particularly for a politicized health issue. Respondents often interpret events with bias due to perceptions based on history, beliefs, culture and family background. For example, a respondent who self identifies as Republican may offer a report that is different than a person who identifies as Democrat. As discussed in the results section, I examine response differences across sub-samples based on reported political affiliation and vaccination status. These alternative calculations provide evidence of bias; Democrats perceived fewer vaccine adverse events than Republicans and Independents, and the vaccinated perceived far fewer vaccine adverse events than the unvaccinated. The latter finding suggests significant bias in the sense that each subgroup (vaccinated and unvaccinated) is inclined to validate personal health decisions. Finally, social circle size is an important factor in subtracting fatalities that might have occurred regardless of COVID-19 vaccination status. Willingness to share health issues within social circles may differ depending on the nature of the health issue. In the context of the COVID-19 crisis, people may have been willing to share health status updates regarding the COVID-19 illness, but some may have been less willing to share potential vaccine adverse effects due to “taboo”. For example, sharing information on a vaccine adverse event might be perceived as potentially generating vaccine hesitancy and thus reticence in discussing that topic. Also, while the analysis includes evaluation using differing social circle sizes (10, 15, and 23) caution is warranted because social circle sizes are likely to differ depending on age, gender, marital status, and other factors.

5. Conclusion


The survey provides useful information about the decision for or against getting vaccinated for COVID-19. The evaluation also showed that those who perceive that loved ones were harmed by the COVID-19 illness were more likely to be vaccinated, but the opposite was true for those who knew someone who they believe had been injured by the COVID-19 vaccine. The large difference in the possible number of fatalities due to COVID-19 vaccination that emerges from this survey and the available governmental data should be further investigated.

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7. Author statements


Acknowledgements
I thank Kathy Dopp, Catherine Austin Fitts, Sarena L. McLean, and Michael Palmer for valuable feedback on survey design and/or the draft paper. Fernanda Alfaro provided excellent research assistance.

Conflicts of Interest
The author declares no conflict of interest.

Funding
Catherine Austin Fitts provided funding to cover the $11,000 cost of the online survey.

Availability of data and materials
The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.

Ethics approval and consent to participate
The survey instrument and recruitment protocol of the National Survey of COVID-19 Health Experiences were approved via exemption determination by the Institutional Review Board (IRB) of the Michigan State University Human Research Protection Program (file number: STUDY00006960, date of approval: November 17, 2021, name of IRB: Michigan State University Human Research Protection Program). All participants gave written informed consent via reading a written consent statement and clicking “I Agree” before being allowed to take the online survey. All methods were carried out in accordance with relevant guidelines and regulations.

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Skidmore M. COVID-19 Illness and Vaccination Experiences in Social Circles Affect COVID-19 Vaccination Decisions*. Science, Public Health Policy and the Law. 2023 Oct 02; v4.2019-2024

Date accepted:

10/01/2023

Reviewing editor:

James Lyons-Weiler, PhD

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